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I.
German and British Documents
On November 28, 1941, at 11:45 AM,
Adolf Hitler attended a State Funeral in the new
Chancellery in Berlin for Colonel Werner Mölders, the Luftwaffe
ace who had died in a plane crash. On the same day, the German
Foreign Minister, von Ribbentrop, had requested the Japanese
Ambassador, General Baron Oshima to see him at the Ministry on a
matter of some importance. The Ministry subsequently called the
Ambassador and advised him that the Foreign Minister was in an
important conference at the Chancellery and wished to speak with
him as soon as the conference was concluded.
This conference, which began at four in the afternoon and
ran through, with a dinner break, until ten that evening, had been
called by Hitler in light of important information he had received
and was attended by the leadership of the Third Reich, including
Göring, Goebbels, Bormann, Himmler and others.
No stenographer was present but Bormann, in his role as
Hitler's secretary, took notes, which are reproduced here.
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Reichskanzelei
28. November 1941
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Bo/Fu
(Bormann/ Führer)
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Geheime Reichssache (Secret
State Matters)
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(Translation of original in German archives)
Documentary Record
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At the request of the Führer, a conference was held
today in the Chancellery commencing at 1600 and continuing, with a
pause for dinner, until 2200. Present were the
Reichsmarschall (Göring), the Foreign Minister (von
Ribbentrop), Grand Admiral Raeder, the Field Marshals Keitel and
Milch, the State Ministers Dr. Goebbels, Rosenberg, Dr. Lammers,
the Reichsführer-SS (Himmler), SS-Gruppenführer
Müller as Deputy for SS-Obergruppenführer Heydrich,
Minister of State Dr. Meißner and myself (Reichsleiter Bormann).
The Führer opened the conference by personally
thanking the Reichsführer as well as the Reichspost Minister
Ohnesorge for obtaining under most difficult technical conditions,
vital intelligence information that reflected strongly on the
policies he was now formulating for the prosecution of the war in
the east.
We had
received information from the former Japanese Foreign Minister,
Matsouka during his visit to Berlin earlier that Japan would move
north and finish off the ongoing affair with the Soviets. The
point of attack would be their important naval base at Vladivostok
to prevent a Russian attack on them if they chose to move south
against the British and Dutch.
With Barbarossa, it now became important that the Japanese
move against Stalin's rear and draw off as many troops as they
could. This would, of course, greatly assist our major drive
against Moscow.
The removal of Matsuoka as Foreign Minister and his
replacement by Togo was, it must be admitted, a disappointment but
one that had to be accepted. Oshima has repeatedly told me that an
attack against Russia was not abandoned but over the intervening
months, the extreme economic pressure the Americans have applied
to the Japanese threatened the very existence of her Empire and
specifically the oil embargo pinched off any future operational
ability of her navy.
This was on the one hand a very clever move on the part of
Roosevelt because it now became imperative that Japan must either
surrender to his crude demands and in effect dismantle her
military forces or if they wished to survive as a nation, they
must secure the vital oil. We have Romania as our other source but
Japan only had the United States and some oil from the Dutch. We
now know that Roosevelt ensnared the Dutch into his web and got
them to also deny oil to the Japanese.
The Führer continued that the results of his
pressure were entirely premature and have resulted in the Japanese
deciding on war against the United States, Britain and the Dutch.
There is also the consideration that Roosevelt was acting thusly
to aid his friend Stalin in his fight with us and we know also
that the British are not pleased with the course of events. On the
one hand the British are able to keep Stalin in the field against
us, secure the assistance of the rich United States in the same
war but on the other hand, they will certainly lose all their
colonial control in the East Asian area and this is an area that
is vital for them to hold on to.
The Großadmiral reminded the Führer that
captured British documents indicated that Churchill was entirely
unable to defend these areas and only recently has decided to send
two British battleships and an aircraft carrier to the British
base at Singapore as a deterrent to Japanese moves.
The Führer responds that the might of the Japanese
navy, and here he enumerated a list of the naval units under their
command, was so great that this gesture was doomed to failure from
the very beginning. But the most important facts now in hand
indicate that without a doubt, the Japanese will certainly attack
both the Americans and British in the Pacific within ten days from
today. The information comes from the highest sources and is
absolutely reliable.
The Reichsführer quickly confirms this but states
that no further information can be given due to its sensitivity.
The Führer continues that this is a momentous
matter and in fact it represents to him a significant turning
point in the history of the war. Britain will certainly lose her
holdings in the Pacific and the United States will have to fight
against the Japanese from a very long distance.
The Großadmiral then asks about the American naval
units available against Japan to which the Führer replies
that the Japanese plan of action is to attack both American and
British military and naval units where they are found, either in
harbor, on land or at sea. It is impossible for him to go any
further with this matter. Now there must be a discussion of how
this new factor must be used by Germany against her enemies. The
German army will certainly destroy the Russian forces in Moscow
and will sweep Stalin east of the Urals where he will be so far
removed from Reichs territory that it will be impossible for him
to launch any counterattacks.
As for the Americans, if their military units in the
Pacific are neutralized at the beginning, they will have a long
time before they can launch an attack against the Japanese who, if
they are successful, will have not only enough oil to fuel their
navy but the very important issue of space on their side.
The Foreign Minister states that the Japanese Ambassador
has an appointment with him this day but this has been postponed
because of the unexpected conference and the Führer
requests the Foreign Minister to closely question the Ambassador
as soon as he is able about any knowledge he might have about
these plans but under no circumstances to indicate that we have
any news of them. The Ambassador is very friendly to Germany and
he might well prove to be cooperative in this matter. In any case,
we will privately declare to him that in the event Japan should
become involved in a war with the United States, Germany certainly
will join Japan. Be sure to point out to him that we are already
at war with Roosevelt and a declaration of war on our part will
only allow us to openly attack their illegal convoys and perhaps
find a method of shutting off the use of the Panama Canal which
would effectively prevent the US naval units from moving from one
coast to the other without a very long and dangerous trip around
the tip of South America. I will speak to the Ambassador about
this if and when the attack happens and perhaps we can coordinate
such an attack on this vital constriction point.
The Reichsmarschall brings up the matter of the
Japanese air forces and wonders if they can obtain bases in the
Pacific would they be able to effectively bomb the United States.
To this the Führer replies that Japanese bombers do not
have the range to fly from the nearest US islands of Hawaii
against the mainland and return. Such attacks would have to be
launched from aircraft carriers but before this could be done, the
Japanese must first wipe out American naval units in the Pacific
and including bases in Hawaii and on the western American
coastline.
Here the Führer addresses the Großadmiral on
the subject of aircraft carriers and states that in a short time
it will be possible to see how effective a carrier force might be
and that it is his present opinion that work ought to progress on
the one carrier and conversion plans should be continued for other
units. The Japanese have a number of large carriers, more than the
Americans and certainly the airplanes to launch a serious air
attack on American military targets on the North American
continent.
Whether or not the Japanese are prepared to do this or
merely destroy US and British military power and stand fast behind
the boundaries of their Empire is not at this time known. He again
presses the Foreign Minister to attempt to ascertain from Oshima
any information on this matter.
The Großadmiral indicates that the more British
naval units that can be lured to the Pacific the better because
then they would be unable to defend the convoys without which
England will quickly collapse.
The Führer reminds him that the Navy has obtained
the proof that Churchill will be unable to defend that area by
himself and his information, which is entirely reliable, is that
the movement of the battleships and carrier to Singapore is one
that he had to fight to get from the British naval command and he
is not likely to get any more ships without a bigger fight with
his commanders than he is now having with Rommel.
Minister Goebbels suggests that play be made with the use
by Churchill of colonial troops, especially from Australia and New
Zealand, in Africa where as is known, they have suffered heavy
causalities. A case could surely be made through the usual
channels which he did not want to discuss here but which might
convince the colonials to demand the return of their troops to
defend their own country.
The Führer is in entire agreement with this.
Field Marshal Keitel comments that if this can be done in a
timely way and is successful; these troops might be caught by the
Japanese and destroyed before they could be returned to Africa.
The Führer responds that ten days is certainly not
enough time to accomplish this, something the Field Marshal should
recognize but he supports the Minister's suggestion because it
will certainly create dissension between the colonies and
Churchill's government. He does not see how a determined Japanese
military assault on the southern areas cannot help but succeed and
if this is the case, the United States will not be able to secure
any bases close enough to Japan to threaten her. He also discusses
his projected plan to provide Mussolini the equivalent of a Fliegerkorps
for use in the campaign in Africa. These aircraft will be taken
from the eastern front where they are no longer needed due to the
wholesale destruction of the Soviet air force.
The Reichsmarschall then asks the Führer if
he will declare war simultaneously with the Japanese but is told
that since Germany is officially unaware of this move on the part
of Japan, he can only pretend ignorance but at the same time can
prepare both the declaration and the required speech to the Reichstag
and the German people.
It is stressed here that this information is considered to
be secret to the highest degree and under no circumstances will it
leave the security of these four walls. He tasks both the Reichsführer
and Gruppenführer Müller of the Gestapo to exercise
the closest scrutiny of all communications and report any slips to
him at once. He also informs the Reichsmarschall that his
own Research Offices are to watch for this but without being told
any specifics. They can be told that the situation in the Far East
is particularly sensitive and they must be on the lookout for
absolutely any information that relates to this. The Führer
also discusses the discovery of a Russian spy ring in Japan with
connections to the highest government levels that was uncovered by
Standartenführer Meisinger acting under the orders of Gruppenführer
Müller. He comments to the Foreign Minister that the leader
of this ring, a German journalist, had close connections with the
Ambassador in Japan and the Foreign Minister replied that there
was still some question about whether the man was acting for
Germany or Russia and had, in any case, supplied the Ambassador
very valuable secret information about high level Japanese cabinet
decisions in the past. The Führer remarked that the fact
that the spy had been born in Russia with a Russian mother should
certainly have aroused suspicions in the Foreign Ministry and that
Meisinger had certainly performed a very valuable service. He also
requested that the information from this source be very carefully
checked for its accuracy and insisted that such sources ought, at
the very least, be confirmed by an outside agency.
The Führer secures an oath from all the parties
participating that this prohibition will be honored.
The subject then turns to the situation of the army before
Moscow. The onset of the winter is not unexpected and if the
capture of the city does not appear possible, it is his belief
that the army might have to go into winter quarters.
Field Marshal Keitel says that he has received numerous
such comments from field commanders who also complain that there
is not enough cold weather clothing available for the men. A quick
end to the campaign was expected but the Balkan incident threw off
the timetable.
The Führer replied that if anyone was aware of
this, he certainly was and everything was being done now to
alleviate the condition. If the troops had to dig in, they had
best prepare heavy defensive positions but still always keep in
mind that the aim is to smash the center of Stalin's empire and
not merely keep warm through the winter. Reinforcements must then
be built up for what he feels should be a final assault on Moscow.
Leningrad and Stalingrad are certainly important goals but Moscow
is the primary one and that should always be kept in mind.
There is a general discussion about the undeclared war
between Germany and the United States and its consequences.
The Führer responds that Roosevelt had done
everything he could to provoke Germany to attack him and this is
something he himself would not allow to happen. He spoke about the
objections of the Großadmiral in the past about this but
while he certainly was in agreement with him about illegal attacks
by the neutral America against Germany, he would not be tricked by
Roosevelt, whom he considered a mentally defective individual who
had no knowledge of anything except his own cunning domestic
manipulations and was certain that the judgment of history would
condemn this maniac to oblivion as another Caligula. Churchill was
another defective who has destroyed his precious Empire with his
actions and the next generation will curse him because they will
have been reduced to beggars. It is certainly time for Japan to
take her rightful place as one of the great world powers and her
abusive treatment by Roosevelt has never ceased to astonish him
Then followed a lengthy discussion with the Reichsmarschall
about not only the future plans of the Luftwaffe but of the
strengthening of the Reichs air defenses against aerial
attack.
This report of a November 28 meeting is mirrored in another
report, this one contained in a coded telegram sent by General
Oshima, Japan's Ambassador in Germany to Japanese Foreign Minister
Togo on November 29, 1941.
Both the British and Americans had broken the Japanese
"Purple" diplomatic code but the US authorities have not
released the following document. This was released by British
authorities.
From:
The Japanese Ambassador, BERLIN.
To:
The Foreign Minister, TOKYO.
No:
1393
Date:
29th November, 1941
(British
intercept number: 098541)
(Date
of British translation: December 4, 1941)
I was to have had an evening meeting yesterday, the 28th,
with RIBBENTROP at his request, but he suddenly asked me to
postpone it, and it was ten at night before we met.
The reason for the postponement was that GOERING and
leading Government and Forces personalities met at the Fuehrer's
official residence and held an important conference lasting for
many hours. Now that the objects of the Russian campaign have for
the most part been achieved, and the results of interviews with
the Premiers and Foreign Ministers of the European communities
collated, they discussed the direction and policy
of next year's campaign, and I have no doubt that at this
conference JAPAN'S action was also discussed.
1. First of all RIBBENTROP asked again if I had received
any news about the Japanese-American negotiations. I replied that
I had not yet received any official news. RIBBENTROP said JAPAN
must not lose this opportunity of achieving the establishment of
the New Order in East Asia, and never had there been a time when
close cooperation between the three Allies was more imperative. If
JAPAN hesitated and GERMANY carried through the New Order in
EUROPE alone, BRITAIN and AMERICA would turn the brunt of their
attack against JAPAN. He insisted that, as the Fuehrer had said
that day, the existence of GERMANY and JAPAN on the one hand and
of AMERICA on the other was fundamentally incompatible, and the
Germans were in receipt of reports that, owing to the stiff
attitude of the Americans, there was practically no possibility of
the Japanese-American negotiations being successful. If this was
so, and if JAPAN determined on war against BRITAIN and AMERICA,
not only would this be to the common advantage of JAPAN and
GERMANY, but he believed it would be to JAPAN'S advantage also.
I said I know nothing of JAPAN'S plans and therefore could
not answer; but I asked whether His Excellency really thought a
state of war would arise between GERMANY and AMERICA. He replied
that Roosevelt was diseased, and there was no way of knowing what
he would do.
Considering that hitherto RIBBENTROP has always answered
that AMERICA would avoid war, and in view of recent speeches by
HITLER and RIBBENTROP, it seems to me that GERMANY'S attitude
towards AMERICA is gradually stiffening, and that she has reached
the stage whether she would not shun even war with AMERICA.
2. I inquired about the future of the war against RUSSIA.
RIBBENTROP replied that the Fuehrer had said it was now his
inflexible determination to sweep away and crush the SOVIET once
and for all. The most important military operations had been
concluded, and a large part of the army would be withdrawn to
GERMANY. They would, however, continue operations in the CAUCASUS,
and next spring with a part of it they would make an attack on and
beyond the URALS and chase STALIN into SIBERIA. I asked when
approximately this was to be, and he said it was intended that the
attack should start in about May of next year.
I next observed that I gathered from what he said that they
were quite determined on attacking the SOVIET, and the thing I
should like done as soon as possible was the creation of air
communications between MANCHURIA and GERMANY. He replied that the
Germans had been thinking of this for some time past, and he
thought that next Summer it would not be impossible to fly in one
hop from somewhere near the URALS to MANCHURIA.
3. I asked about plans for an attack on BRITAIN. He said
that before the landing in BRITAIN they would chase British
influence clean out of the NEAR EAST, AFRICA< GIBRALTAR and the
MEDITERRANEAN. I gather from this statement by RIBBENTROP that
they attach even more importance than before to this area. I asked
if they intended to carry on without attacking the BRITISH ISLES.
RIBBENTROP said that GERMANY was of course making preparations for
that: but according to reports reaching Germany, the internal
situation in BRITAIN was not any too good. For instance, the split
in the Conservative Party, the lack of confidence in CHURCHILL and
the revolutionary ideas of BEVIN, the Labor leader, were making
internal conditions quite difficult. There were, of course, some
people who did not believe this: but the Fuehrer believed that
conditions in BRITAIN were bad and thought that as a result of
GERMANY'S future operations even, it might be without an invasion,
BRITAIN would be beaten.
In any case, however, GERMANY for her part had no intention
whatever of making peace with ENGLAND, and the plan was to drive
British influence out of EUROPE entirely. After the War,
therefore, BRITAIN would be left absolutely powerless, and
although the BRITISH ISLES would remain, all other British
territory would be split up in thirds under GERMANY, ITALY and
JAPAN. In AFRICA, GERMANY would, generally speaking, be satisfied
with her old colonies and would give a great part to ITALY. It
was, he said, to obtaining GIBRALTAR that GERMANY attached the
most importance.
4. Remarking in conclusion that the very satisfactory
progress of the War under German leadership was fully recognized
and that GERMANY naturally had to extend the area of operations by
regarding as enemies not only BRITAIN but also countries under
British influence and those helping BRITAIN, I asked him when he
thought the War would end. To this he replied that, although he
hoped it would be brought to a conclusion in the course of the
next year, it might possibly continue until the following year.
He also said that if JAPAN were to go to war with AMERICA,
GERMANY would, of course, join in immediately, and HITLER'S
intention was that there should be absolutely no question of
GERMANY making a separate peace with ENGLAND.
At the end of this talk, RIBBENTROP asked that the
substance of it should be kept strictly secret, so please pay
special attention to its handling.
This telegram has been given to the Naval and Military
Attachés and to Vice-Admiral NOMURA and Major-General ABE. Please
have it shown to the Army and Navy.
OSHIMA
On November 30, 1941, the Japanese Foreign Minister in
Tokyo sent the following cable in diplomatic code to the Japanese
Ambassador in Berlin. It is a lengthy message and an entire
section has mysteriously vanished from US files. The first section
is quoted here and the contents of the missing section can only be
conjectured.
From:
The Foreign Minister, Tokyo
To:
The Japanese Ambassador, Berlin
Date:
November 30, 1941
Purple
(CA) #985 (Part 1 of 3)
1. The conversations begun between Tokyo and Washington
last April during the administration of the former cabinet, in
spite of the sincere efforts of the Imperial Government, now stand
ruptured--broken. (I am sending you an outline of developments in
separate message #986) [Missing from US files] In the face of
this, our Empire faces a grave situation and must act with
determination. Will Your Honor, therefore, immediately interview
Chancellor HITLER and Foreign Minister RIBBENTROP and
confidentially communicate to them a summary of the developments.
Say to them that lately England and the United States have taken a
provocative attitude, both of them. Say that they are planning to
move military forces into various places in East Asia and that we
will inevitably have to counter by also moving troops. Say very
secretly to them that there is extreme danger that war may
suddenly break out between the Anglo-Saxon nations and Japan
through some clash of arms and add that the time of the breaking
out of this war may come quicker than anyone dreams.
(The next part of the message has never been
released by US agencies)
This was intercepted by the American intelligence community
on November 29 and decoded, translated and delivered to Roosevelt
and his high command on December 1, 1941. Some of these important
intercepts, all of which were seen by Roosevelt, have been
released in the postwar period but far more have either been
withheld by US agencies either in part or in whole and a
comparison between the same documents intercepted and decrypted by
the British and those in US files shows that the American releases
have been deliberately redacted or rewritten to remove damaging
material.
The Japanese attack on the headquarters of the Pacific
Fleet at Pearl Harbor, Hawaii on December 7, 1941 was one of those
watershed events which mark the history of all nations.
The facts of the attack have never been in doubt. The ships
comprising the Imperial Japanese naval task force are as well
known as the ships of the U.S. Navy that were sunk during the
raid. The losses in men and material on both sides are a matter of
uncontested public record as are the names of the various military
and political leaders of both Japan and the United States.
What has been a matter of conjecture from the moment that
the last carrier-based
Japanese bomber left Hawaii is why did the
attack happen and who or what was responsible for the unleashing
of a destructive war in the Pacific that killed hundreds of
thousands of American, British, Dutch, Australians, New
Zealanders, Indians, Burmese and Koreans as well as one and a half
million Chinese soldiers and left a similar number of Japanese
dead. Not taken into account in most chronicles of the war are the
numbers of civilian dead. The Chinese totals are unknown but
estimated to be between 700,000 and 10,000,000. The number of
Japanese civilians killed in air raids or other war-related
casualties were about 953, 000.
In apportioning the guilt of war, it is the victors who
write the histories and the losers who are condemned to a
generation of silence.
There is no point, and certainly not sufficient space, to
chronicle the complete root causes of this war. The actions and
attitudes of past generations can be sifted and analyzed,
circumstances and happenings viewed from a multitude of different
angles and blame or praise apportioned by historians according to
their personal opinions or, more often, by the official attitudes
of those who command their works.
The 1941 war in the Pacific, like any incident, cannot be
dissected with any degree of accuracy without exploring the
history, politics and personalities of previous generations and to
this prolix roll must be added such factors as economics,
demographics and natural resources.
A kaleidoscope is a pleasant toy with which to amuse
children but its concept can serve as an example of the
extraordinary problems that face historians who wish to explore
the avenues of history and to write about them without prejudice.
The mirrored tube of the toy contains bits of colored
glass. What can't be known are what patterns that will form each
time the tube is rotated. This is the problem that faces
historians. Facts and dates are certainly easily recognized but
all of the various factors involved in historical occurrences
become blurred and confusing when viewed across the distance of
time.
The further the observer is removed from the moment, the
more confusing the patterns become because the literature he must
consult is blurred with personal opinion, clumsy and inaccurate
analysis and the reality that the winners never admit their
victory was either unnecessary or accidental.
With this in mind, where is a beginning to be made
concerning the great Pacific war? Does one go back to the
beginning of the century or the beginning of the millennium?
It may be erudite for a writer to bring forward chapters of
ancient history and to spangle his works with his own opinions and
psychological insights into the motives and personalities of the
leaders of the period but all this does is serve as a vehicle for
the writer's ego and can only entertain but rarely inform.
This study will present a series of overviews which will
condense historical background into readable form and devote the
balance of the work to a through chronology of the events as well
as supportive material that covers the period just prior to the
Pearl Harbor attack. Since the end of the war and the death of all
the major leaders, more and more valuable records are becoming
available to the public. When these are gathered, studied and
finally compiled in chronological order, many of the myths,
legends and deliberate untruths dissolve to be replaced with as
much of the truth as can ever be found concerning a controversial
issue.
No one wishes to take the responsibility for deliberately
beginning a war that might have had no real reason for its
commencement and whose course slaughtered millions of people.
Those in power in the United States when the war broke out
cannot have been expected to write memoirs in which they would
admit to having instigated such a war. It is far easier to blame
the Japanese for launching the bloody conflict with a surprise
attack than to suggest that perhaps Japan had been maneuvered into
launching the attack.
The supporters of President Franklin Roosevelt have poured
out hundreds of books since the end of the war in 1945, not only
in praise of the American president's actions but to place the
blame for Pearl Harbor squarely on the expansionism and treachery
of Imperial Japan. The basic themes of these essays in
justification are Japanese treachery and American innocence.
Roosevelt's role in the Pearl Harbor attack has been a
subject of intense speculation from the very day of the debacle in
Hawaii. His opponents, and he had many, claim that he deliberately
pushed the Japanese into a war to permit him to fight his
archenemy, Adolf Hitler. His supporters, and they are equally
legion, have repeatedly, often and at length denied this thesis
but as their ranks thin and as more and more important material
become available, their defenses have been seriously breached.
In this protracted debate, several valid points have been
brought out by Roosevelt supporters
that ought to be carefully considered. The most important point is
concerned with U.S. military intelligence achievements and mainly
deals with the interception and decoding of secret Japanese radio
messages. Historians agree that the Japanese diplomatic code,
called "Purple" after the color of their diplomatic
codebook, was broken by military intelligence and consequently,
all high-level diplomatic messages between the Japanese Foreign
office in Tokyo and Japanese diplomats stationed throughout the
world were being decrypted and read almost as soon as U.S.
intelligence intercepted them.
The question of the Japanese Army and Navy operational
codes is an entirely different matter. The American establishment
and its in-house historians have firmly denied for a half-century
these military codes were broken until the end of the Pacific war
in 1945.
While all of the diplomatic "Purple" decrypts
have been made public in the intervening years, only a few of the
coded Japanese naval messages have been released and then only in
a highly edited and factually vague form.
Another issue is the timing on the decryption of the
Japanese messages and the actual distribution of them to U.S.
military and governmental figures in Washington. Highly
significant messages are claimed not to have been decoded for four
years and a number of messages of a lesser importance have no
indication as to whom they were delivered or when.
In general, the official governmental position is that no
really significant military messages
were seen prior to the attack and therefore, neither the President
or his ranking military
subordinates could have possibly had any knowledge of a pending
attack.
The Japanese task force did not transmit any messages
during their foray across the deserted waters of the north Pacific
but they did receive a considerable number of transmissions sent
to them, in naval code, from the CIC Combined Fleet, Admiral
Isoroku Yamamoto, and other military officials. A reading of this
traffic makes it very clear indeed that an attack against Pearl
Harbor was in train and for this reason, admission of the
existence and knowledge of these transmissions by political and
military figures in the U.S. has been very strongly, and
officially, denied in the intervening years.
The argument has been well made, specifically by Roberta
Wohlstetter in her 1961 book, 'Pearl Harbor, Warning and
Decision', that so many Japanese coded messages were intercepted
that it was extremely difficult for American intelligence agency
personnel to winnow the wheat from the chaff. In retrospect,
historians have stated, a Japanese attack was certainly in the
offing but the direction of this attack was lost in the muddle of
complex and difficult-to-translate messages.
One of the areas of great interest to historians has been
the possible motivation for Roosevelt's increasing pressure on the
Japanese government, a pressure that culminated in seizure of
Japanese assets and an embargo on oil, gas and scrap metal which
were vital to maintaining the Japanese military machine. Many
reasons have been given for the President's action including a
personal prejudice in favor of China. His maternal grandfather had
a very lucrative opium smuggling operation with that country in
the nineteenth century. Other, more likely scenarios encompass
Roosevelt's personal hatred of Hitler in particular and all
Germans in general as well as an overriding determination to
remain President of the United States until carried out of the
office.
Both of these reasons are valid but in and of themselves do
not fully explain the dangerous
brinkmanship practiced by Roosevelt in his 1941 dealings with
Japan. It is painfully and very clearly evident from reading the
intercepts of the Japanese diplomatic messages that Tokyo was not
only not interested in pursuing war against the U.S. but was
seriously engaged in frantic attempts to defuse a dangerous
situation which its accelerating progress caused them great alarm.
There is no question that Roosevelt and his top advisors were
reading all the Japanese diplomatic intercepts and were made fully
aware the ease by which they could establish effective dialog with
the Japanese government. All diplomatic approaches by Japan were
rebuffed by Roosevelt and Cordell Hull, his Secretary of State.
The artificial diplomatic crisis deepened and as the year waned,
the probability of Japanese military action was clearly evident at
the highest official levels in Washington.
To attempt to ascertain Roosevelt's actual motives in his
attitude towards Japan, it might
be instructive to consider the situations in both Europe and the
United States in 1941.
War between Germany and Poland had broken out on September
1, 1939 and rapidly escalated when France and Britain declared war
on Germany several days later. The German army quickly crushed
Poland but Hitler made no effort to attack either France or
England, hoping that eventually some kind of a settlement could be
made with both countries.
In spite of a number of diplomatic moves, Hitler could
achieve nothing with either party although the French certainly
were not interested in a reprise of the terrible First World War
in which their country was turned into a shell-pocked ocean of mud
and destruction.
In 1940, the British under their new Prime Minister,
Winston Churchill, decided to attack neutral Norway and by doing
so, deprive Germany of Swedish iron ore shipments that came by sea
along the Norwegian coast from northern Sweden. Hitler noted that
the British had violated Norwegian neutrality on February 16 when
Royal Navy destroyers entered Norwegian territorial waters and
attacked the German tanker Altmark despite the protests of
Norwegian naval units. The British now began to plan the invasion
of Norway and this information came to German intelligence from a
neutral diplomat in London.
This knowledge propelled Hitler into immediate action and
German troops struck preemptively into Norway and Denmark on March
1. With an improvement in the weather, the Wehrmacht launched
an attack on the western front on May 10 and by June 21, had
forced the French to surrender and had driven the defeated British
out of Europe
During this period, Roosevelt could not intervene in the
conflict because the law constrained
him from declaring war without a mandate from Congress and, given
the public American sentiment then prevailing, this would never be
forthcoming.
Exactly when Roosevelt determined to attack Hitler is not
known but there is a considerable
body of evidence that his hatred of the German leader stemmed from
a speech Hitler gave to his Reichstag on April 28, 1939.
This speech, which was a masterpiece of sarcasm, was given in
response to an address Roosevelt had made to Hitler a week earlier
in which he demanded the German leader give assurances that he
would not invade such countries as Ireland and Palestine. As
Roosevelt had little actual knowledge of European politics, Hitler
was able to very effectively demolish the American president's
arguments. Roosevelt could not stand any kind of criticism from
any source and his response to Hitler's speech was fury and a
determination to attack Hitler at the first opportunity.
On June 22, 1941, Hitler launched a massive attack against
the Soviet Union, at the time his ally. Many reasons have been
given for this attack but a careful study of German and Soviet
records indicates that Hitler viewed this campaign solely as a
preemptive strike against a country which was rapidly preparing to
attack him first.
Since the beginning of his presidency, Roosevelt had
actively sought the support of the well-organized Communist party
in the United States. This group was influential in certain
industrial areas and especially in New York State who’s Governor
Roosevelt had once been. There is no question that the Communist
support was vital in Roosevelt's election and would continue to be
vital in maintaining him in the White House. A man of almost no
ideological understanding, Roosevelt was an extremely shrewd
domestic politician and he realized the active support of the
radical left was vital to his survival in office. His
administrations were rapidly filled with a significantly large
number of members of the left and Roosevelt went to great lengths
to support their aims. The Hitler-Stalin pact in 1939 came as a
great shock to American Communists but when Hitler invaded
Stalin's Russia in June of 1941, the Soviet dictator once again
resumed his place as the champion of the workers and peasants and
a very sought-after ally of Roosevelt and his administration.
The swift advances of the German Army and the virtual
collapse of the Soviet Army became a source of great concern to
Roosevelt. The large losses in territory and manpower suffered by
the Soviets convinced many in Washington that the complete
disintegration of the Soviet government was only weeks away. This
caused great consternation in both London and Washington because
Stalin was the last viable enemy of Hitler. England was militarily
wrecked and could not launch a meaningful attack against Germany
and the neutral U.S. could do nothing to assist Stalin but give
him as much financial support as they could.
If, as it appeared in the autumn of 1941, Russia could
collapse, the last major hope for the containment and destruction
of Hitler and his country would be gone.
The point of balance now shifted from European Russia to
the Far East.
When the leading edge of the German Army was before Moscow,
the capital was subject to heavy air raids by the Luftwaffe,
and the bulk of the Soviet government and the diplomatic corps had
fled. What was left of the decimated Soviet Red Army was engaged
in a protracted death struggle for the capital.
There was a very acute possibility the Japanese, chronic
enemies of Russia and officially allied with Germany, would take
advantage of Stalin's major preoccupation with the siege of his
capital and fall onto his rear, invading the eastern province of
Siberia. This area was extraordinarily difficult to supply as the
Czar's generals discovered in 1904. The hostility between Japan
and Russia which erupted in that year and the Russo-Japanese war
ended in a defeat for Russia and Japan's elevation to the status
of a world power. The animosity between the two countries never
abated and in July of 1938, an expansionist Japan, engaged in a
protracted and very savage war with the provincial warlords of
China, turned its attentions towards Russia and attempted to seize
land inside the Soviet Union at Chankufeng near the vital Soviet
naval base of Vladivostok.
The Soviets counterattacked and drove the Japanese back
into their own territory. Undaunted by their defeat, Japan
attacked the Soviets again in May of 1939 and for four months a
series of battles raged back and forth. Eventually, in late August
of that year, Soviet General Zhukov launched a powerful attack
against the invader with nine divisions and 600 tanks. The
Japanese were severely beaten, suffering the loss of 18,000 men
and considerable aircraft.
Following this humiliating defeat, there was a strong
movement in the Japanese high command to prepare for war against
the Soviet Union. This project was called the Strike North plan
and their plans for an attack on Vladivostok were shown to Hitler
by General Baron Oshima, Japan's pro-German ambassador as early as
March 1941. Hitler discussed the probability of this attack with
members of his military staff throughout the balance of the year.
The major problem facing Roosevelt then is evident. Stalin
was the linchpin of the Roosevelt-Churchill military policy. If
Stalin fell, Hitler was certain to destroy Russia's capacity to
remain in the war and this could not be allowed to happen.
Roosevelt was able to give funds to Stalin but could send no
supplies or weapons of war to the dictator without the approval of
Congress. If Japan decided to move against Stalin's eastern
territories, he would then be fighting a two-front war and without
any question, would be quickly defeated.
In autumn of 1941, therefore, Roosevelt's most urgent task
was to prevent Japan from launching any military actions against
Russia. As the President was well aware, there was another
military faction in Japan that wished to expand in a southern
direction and secure the natural resources of Southeastern Asia.
This faction was called the Strike South Force and their aims were
far more acceptable to Roosevelt than their rivals' one.
By applying both diplomatic and economic pressure against
Japan, Roosevelt obviously hoped to distract the Japanese from
embarking on a Russian adventure and to encourage them to move, if
move they did, in the opposite and far more acceptable direction.
Roosevelt was safe enough in embracing this southern concept
because the U.S. had very little invested in the Far East with the
exception of a few mid-Pacific islands and the Philippines, which,
in any case, were slated for independence in 1948.
The British, on the other hand, had a great deal of capital
invested in the same area so Churchill was equally fearful of the
southern plan of the Japanese. By 1941, however, Britain had been
reduced to the level of a client state of America.
Although professing great sympathy for Churchill's war,
Roosevelt had no problem whatsoever in securing the most
advantageous financial position he could when England found it
must replenish its military equipment losses. When the British
Expeditionary Force had fled France in 1940, they had to abandon
all of their heavy equipment, vehicles, artillery and small arms
on the beaches of Dunkirk.
Roosevelt was most pleased to resupply the British
Army...at a price. He sold them obsolete American rifles,
equipment, and outdated ammunition and sent them on trade fifty
destroyers dating back 30 years and in deplorable repair. In
return for this largesse, Churchill had to pay in gold, paper
money not being wanted, and to find the gold, he had to empty the
treasury and the banks of England. When the gold had all vanished
into the U.S. Fort Knox repository, Roosevelt then demanded, and
got, the surrender of all British assets and business holdings in
the United States and Canada. These his Treasury Department
consistently undervalued and these minimal values were credited to
the account of the British government for arms purchases.
The assets were later resold by the government to private
parties at a considerable profit.
This Yankee trading also extended to other, similar spheres when
in April of 1941, Roosevelt
had the Treasury Department freeze the assets of the Swiss bank
branches in the United States on the flimsy grounds that German
funds might be involved. What was actually involved were $230
million in Jewish refugee funds, all but $500 thousand of
which were kept by the U.S. government.
When the possibility of a Japanese invasion of British
territories arose, Churchill expressed great alarm to Roosevelt but the
American President then held all the cards and brushed aside the
Prime Minister's concerns with vague promises that America would
regain any lost territory at the conclusion of what Roosevelt was
certain would be a successful war.
In actuality, Roosevelt was a bitter opponent of the
colonial system and expressed to his inner circle that he had no
intentions of returning any former colony to its ante bellum
masters.
American pressure on Japan to prevent any attack on Russia
is certainly the simplest answer to the complex welter of issues
raised in the postwar years concerning the outbreak of war in the
Pacific. In reality, Roosevelt was completely successful in his
goal of distracting the Japanese military but the price the
American public eventually paid was enormous.
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