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The Eagle Has Crash Landed
by Immanuel Wallerstein
Pax
Americana
is over. Challenges from Vietnam and the Balkans to the Middle East
and September 11 have revealed the limits of American supremacy.
Will the United States learn to fade quietly, or will U.S.
conservatives resist and thereby transform a gradual decline into a
rapid and dangerous fall?
The
United States in decline? Few people today would believe this
assertion. The only ones who do are the U.S. hawks, who argue
vociferously for policies to reverse the decline. This belief that
the end of U.S. hegemony has already begun does not follow from the
vulnerability that became apparent to all on September 11, 2001. In
fact, the United States has been fading as a global power since the
1970s, and the U.S. response to the terrorist attacks has merely
accelerated this decline. To understand why the so-called Pax
Americana is on the wane requires examining the geopolitics of
the 20th century, particularly of the century's final three decades.
This exercise uncovers a simple and inescapable conclusion: The
economic, political, and military factors that contributed to U.S.
hegemony are the same factors that will inexorably produce the
coming U.S. decline.
Intro to hegemony
The
rise of the United States to global hegemony was a long process that
began in earnest with the world recession of 1873. At that time, the
United States and Germany began to acquire an increasing share of
global markets, mainly at the expense of the steadily receding
British economy. Both nations had recently acquired a stable
political base—the United States by successfully terminating the
Civil War and Germany by achieving unification and defeating France
in the Franco-Prussian War. From 1873 to 1914, the United States and
Germany became the principal producers in certain leading sectors:
steel and later automobiles for the United States and industrial
chemicals for Germany.
The
history books record that World War I broke out in 1914 and ended in
1918 and that World War II lasted from 1939 to 1945. However, it
makes more sense to consider the two as a single, continuous “30
years’ war” between the United States and Germany, with truces
and local conflicts scattered in between. The competition for
hegemonic succession took an ideological turn in 1933, when the
Nazis came to power in Germany and began their quest to transcend
the global system altogether, seeking not hegemony within the
current system but rather a form of global empire. Recall the Nazi
slogan ein tausendjähriges Reich (a thousand-year empire). In turn,
the United States assumed the role of advocate of centrist world
liberalism—recall former U.S. President Franklin D. Roosevelt’s
“four freedoms” (freedom of speech, of worship, from want, and
from fear)—and entered into a strategic alliance with the Soviet
Union, making possible the defeat of Germany and its allies.
World
War II resulted in enormous destruction of infrastructure and
populations throughout Eurasia, from the Atlantic to the Pacific
oceans, with almost no country left unscathed. The only major
industrial power in the world to emerge intact—and even greatly
strengthened from an economic perspective—was the United States,
which moved swiftly to consolidate its position.
But
the aspiring hegemon faced some practical political obstacles.
During the war, the Allied powers had agreed on the establishment of
the United Nations, composed primarily of countries that had been in
the coalition against the Axis powers. The organization’s critical
feature was the Security Council, the only structure that could
authorize the use of force. Since the U.N. Charter gave the right of
veto to five powers—including the United States and the Soviet
Union—the council was rendered largely toothless in practice. So
it was not the founding of the United Nations in April 1945 that
determined the geopolitical constraints of the second half of the
20th century but rather the Yalta meeting between Roosevelt, British
Prime Minister Winston Churchill, and Soviet leader Joseph Stalin
two months earlier.
The
formal accords at Yalta were less important than the informal,
unspoken agreements, which one can only assess by observing the
behavior of the United States and the Soviet Union in the years that
followed. When the war ended in Europe on May 8, 1945, Soviet and
Western (that is, U.S., British, and French) troops were located in
particular places—essentially, along a line in the center of
Europe that came to be called the Oder-Neisse Line. Aside from a few
minor adjustments, they stayed there. In hindsight, Yalta signified
the agreement of both sides that they could stay there and that
neither side would use force to push the other out. This tacit
accord applied to Asia as well, as evinced by U.S. occupation of
Japan and the division of Korea. Politically, therefore, Yalta was
an agreement on the status quo in which the Soviet Union controlled
about one third of the world and the United States the rest.
Washington
also faced more serious military challenges. The Soviet Union had
the world’s largest land forces, while the U.S. government was
under domestic pressure to downsize its army, particularly by ending
the draft. The United States therefore decided to assert its
military strength not via land forces but through a monopoly of
nuclear weapons (plus an air force capable of deploying them). This
monopoly soon disappeared: By 1949, the Soviet Union had developed
nuclear weapons as well. Ever since, the United States has been
reduced to trying to prevent the acquisition of nuclear weapons (and
chemical and biological weapons) by additional powers, an effort
that, in the 21st century, does not seem terribly successful.
Until
1991, the United States and the Soviet Union coexisted in the
“balance of terror” of the Cold War. This status quo was tested
seriously only three times: the Berlin blockade of 1948–49, the
Korean War in 1950–53, and the Cuban missile crisis of 1962. The
result in each case was restoration of the status quo. Moreover,
note how each time the Soviet Union faced a political crisis among
its satellite regimes—East Germany in 1953, Hungary in 1956,
Czechoslovakia in 1968, and Poland in 1981—the United States
engaged in little more than propaganda exercises, allowing the
Soviet Union to proceed largely as it deemed fit.
Of
course, this passivity did not extend to the economic arena. The
United States capitalized on the Cold War ambiance to launch massive
economic reconstruction efforts, first in Western Europe and then in
Japan (as well as in South Korea and Taiwan). The rationale was
obvious: What was the point of having such overwhelming productive
superiority if the rest of the world could not muster effective
demand? Furthermore, economic reconstruction helped create
clientelistic obligations on the part of the nations receiving U.S.
aid; this sense of obligation fostered willingness to enter into
military alliances and, even more important, into political
subservience.
Finally,
one should not underestimate the ideological and cultural component
of U.S. hegemony. The immediate post-1945 period may have been the
historical high point for the popularity of communist ideology. We
easily forget today the large votes for Communist parties in free
elections in countries such as Belgium, France, Italy,
Czechoslovakia, and Finland, not to mention the support Communist
parties gathered in Asia—in Vietnam, India, and Japan—and
throughout Latin America. And that still leaves out areas such as
China, Greece, and Iran, where free elections remained absent or
constrained but where Communist parties enjoyed widespread appeal.
In response, the United States sustained a massive anticommunist
ideological offensive. In retrospect, this initiative appears
largely successful: Washington brandished its role as the leader of
the “free world” at least as effectively as the Soviet Union
brandished its position as the leader of the “progressive” and
“anti-imperialist” camp.
One, Two, Many Vietnams
The
United States’ success as a hegemonic power in the postwar period
created the conditions of the nation’s hegemonic demise. This
process is captured in four symbols: the war in Vietnam, the
revolutions of 1968, the fall of the Berlin Wall in 1989, and the
terrorist attacks of September 2001. Each symbol built upon the
prior one, culminating in the situation in which the United States
currently finds itself—a lone superpower that lacks true power, a
world leader nobody follows and few respect, and a nation drifting
dangerously amidst a global chaos it cannot control.
What
was the Vietnam War? First and foremost, it was the effort of the
Vietnamese people to end colonial rule and establish their own
state. The Vietnamese fought the French, the Japanese, and the
Americans, and in the end the Vietnamese won—quite an achievement,
actually. Geopolitically, however, the war represented a rejection
of the Yalta status quo by populations then labeled as Third World.
Vietnam became such a powerful symbol because Washington was foolish
enough to invest its full military might in the struggle, but the
United States still lost. True, the United States didn’t deploy
nuclear weapons (a decision certain myopic groups on the right have
long reproached), but such use would have shattered the Yalta
accords and might have produced a nuclear holocaust—an outcome the
United States simply could not risk.
But
Vietnam was not merely a military defeat or a blight on U.S.
prestige. The war dealt a major blow to the United States’ ability
to remain the world’s dominant economic power. The conflict was
extremely expensive and more or less used up the U.S. gold reserves
that had been so plentiful since 1945. Moreover, the United States
incurred these costs just as Western Europe and Japan experienced
major economic upswings. These conditions ended U.S. preeminence in
the global economy. Since the late 1960s, members of this triad have
been nearly economic equals, each doing better than the others for
certain periods but none moving far ahead.
When
the revolutions of 1968 broke out around the world, support for the
Vietnamese became a major rhetorical component. “One, two, many
Vietnams” and “Ho, Ho, Ho Chi Minh” were chanted in many a
street, not least in the United States. But the 1968ers did not
merely condemn U.S. hegemony. They condemned Soviet collusion with
the United States, they condemned Yalta, and they used or adapted
the language of the Chinese cultural revolutionaries who divided the
world into two camps—the two superpowers and the rest of the
world.
The
denunciation of Soviet collusion led logically to the denunciation
of those national forces closely allied with the Soviet Union, which
meant in most cases the traditional Communist parties. But the 1968
revolutionaries also lashed out against other components of the Old
Left—national liberation movements in the Third World,
social-democratic movements in Western Europe, and New Deal
Democrats in the United States—accusing them, too, of collusion
with what the revolutionaries generically termed “U.S.
imperialism.”
The
attack on Soviet collusion with Washington plus the attack on the
Old Left further weakened the legitimacy of the Yalta arrangements
on which the United States had fashioned the world order. It also
undermined the position of centrist liberalism as the lone,
legitimate global ideology. The direct political consequences of the
world revolutions of 1968 were minimal, but the geopolitical and
intellectual repercussions were enormous and irrevocable. Centrist
liberalism tumbled from the throne it had occupied since the
European revolutions of 1848 and that had enabled it to co-opt
conservatives and radicals alike. These ideologies returned and once
again represented a real gamut of choices. Conservatives would again
become conservatives, and radicals, radicals. The centrist liberals
did not disappear, but they were cut down to size. And in the
process, the official U.S. ideological position—antifascist,
anticommunist, anticolonialist—seemed thin and unconvincing to a
growing portion of the world’s populations.
The Powerless Superpower
The
onset of international economic stagnation in the 1970s had two
important consequences for U.S. power. First, stagnation resulted in
the collapse of “developmentalism”—the notion that every
nation could catch up economically if the state took appropriate
action—which was the principal ideological claim of the Old Left
movements then in power. One after another, these regimes faced
internal disorder, declining standards of living, increasing debt
dependency on international financial institutions, and eroding
credibility. What had seemed in the 1960s to be the successful
navigation of Third World decolonization by the United
States—minimizing disruption and maximizing the smooth transfer of
power to regimes that were developmentalist but scarcely
revolutionary—gave way to disintegrating order, simmering
discontents, and unchanneled radical temperaments. When the United
States tried to intervene, it failed. In 1983, U.S. President Ronald
Reagan sent troops to Lebanon to restore order. The troops were in
effect forced out. He compensated by invading Grenada, a country
without troops. President George H.W. Bush invaded Panama, another
country without troops. But after he intervened in Somalia to
restore order, the United States was in effect forced out, somewhat
ignominiously. Since there was little the U.S. government could
actually do to reverse the trend of declining hegemony, it chose
simply to ignore this trend—a policy that prevailed from the
withdrawal from Vietnam until September 11, 2001.
Meanwhile,
true conservatives began to assume control of key states and
interstate institutions. The neoliberal offensive of the 1980s was
marked by the Thatcher and Reagan regimes and the emergence of the
International Monetary Fund (IMF) as a key actor on the world scene.
Where once (for more than a century) conservative forces had
attempted to portray themselves as wiser liberals, now centrist
liberals were compelled to argue that they were more effective
conservatives. The conservative programs were clear. Domestically,
conservatives tried to enact policies that would reduce the cost of
labor, minimize environmental constraints on producers, and cut back
on state welfare benefits. Actual successes were modest, so
conservatives then moved vigorously into the international arena.
The gatherings of the World Economic Forum in Davos provided a
meeting ground for elites and the media. The IMF provided a club for
finance ministers and central bankers. And the United States pushed
for the creation of the World Trade Organization to enforce free
commercial flows across the world’s frontiers.
While
the United States wasn’t watching, the Soviet Union was
collapsing. Yes, Ronald Reagan had dubbed the Soviet Union an
“evil empire” and had used the rhetorical bombast of calling for
the destruction of the Berlin Wall, but the United States didn’t
really mean it and certainly was not responsible for the Soviet
Union’s downfall. In truth, the Soviet Union and its East European
imperial zone collapsed because of popular disillusionment with the
Old Left in combination with Soviet leader Mikhail Gorbachev’s
efforts to save his regime by liquidating Yalta and instituting
internal liberalization (perestroika plus glasnost). Gorbachev
succeeded in liquidating Yalta but not in saving the Soviet Union
(although he almost did, be it said).
The
United States was stunned and puzzled by the sudden collapse,
uncertain how to handle the consequences. The collapse of communism
in effect signified the collapse of liberalism, removing the only
ideological justification behind U.S. hegemony, a justification
tacitly supported by liberalism’s ostensible ideological opponent.
This loss of legitimacy led directly to the Iraqi invasion of
Kuwait, which Iraqi leader Saddam Hussein would never have dared had
the Yalta arrangements remained in place. In retrospect, U.S.
efforts in the Gulf War accomplished a truce at basically the same
line of departure. But can a hegemonic power be satisfied with a tie
in a war with a middling regional power? Saddam demonstrated that
one could pick a fight with the United States and get away with it.
Even more than the defeat in Vietnam, Saddam’s brash challenge has
eaten at the innards of the U.S. right, in particular those known as
the hawks, which explains the fervor of their current desire to
invade Iraq and destroy its regime.
Between
the Gulf War and September 11, 2001, the two major arenas of world
conflict were the Balkans and the Middle East. The United States has
played a major diplomatic role in both regions. Looking back, how
different would the results have been had the United States assumed
a completely isolationist position? In the Balkans, an economically
successful multinational state (Yugoslavia) broke down, essentially
into its component parts. Over 10 years, most of the resulting
states have engaged in a process of ethnification, experiencing
fairly brutal violence, widespread human rights violations, and
outright wars. Outside intervention—in which the United States
figured most prominently—brought about a truce and ended the most
egregious violence, but this intervention in no way reversed the
ethnification, which is now consolidated and somewhat legitimated.
Would these conflicts have ended differently without U.S.
involvement? The violence might have continued longer, but the basic
results would probably not have been too different. The picture is
even grimmer in the Middle East, where, if anything, U.S. engagement
has been deeper and its failures more spectacular. In the Balkans
and the Middle East alike, the United States has failed to exert its
hegemonic clout effectively, not for want of will or effort but for
want of real power.
The Hawks Undone
Then
came September 11—the shock and the reaction. Under fire from U.S.
legislators, the Central Intelligence Agency (CIA) now claims it had
warned the Bush administration of possible threats. But despite the
CIA’s focus on al Qaeda and the agency’s intelligence expertise,
it could not foresee (and therefore, prevent) the execution of the
terrorist strikes. Or so would argue CIA Director George Tenet. This
testimony can hardly comfort the U.S. government or the American
people. Whatever else historians may decide, the attacks of
September 11, 2001, posed a major challenge to U.S. power. The
persons responsible did not represent a major military power. They
were members of a nonstate force, with a high degree of
determination, some money, a band of dedicated followers, and a
strong base in one weak state. In short, militarily, they were
nothing. Yet they succeeded in a bold attack on U.S. soil.
George
W. Bush came to power very critical of the Clinton
administration’s handling of world affairs. Bush and his advisors
did not admit—but were undoubtedly aware—that Clinton’s path
had been the path of every U.S. president since Gerald Ford,
including that of Ronald Reagan and George H.W. Bush. It had even
been the path of the current Bush administration before September
11. One only needs to look at how Bush handled the downing of the
U.S. plane off China in April 2001 to see that prudence had been the
name of the game.
Following
the terrorist attacks, Bush changed course, declaring war on
terrorism, assuring the American people that “the outcome is
certain” and informing the world that “you are either with us or
against us.” Long frustrated by even the most conservative U.S.
administrations, the hawks finally came to dominate American policy.
Their position is clear: The United States wields overwhelming
military power, and even though countless foreign leaders consider
it unwise for Washington to flex its military muscles, these same
leaders cannot and will not do anything if the United States simply
imposes its will on the rest. The hawks believe the United States
should act as an imperial power for two reasons: First, the United
States can get away with it. And second, if Washington doesn’t
exert its force, the United States will become increasingly
marginalized.
Today,
this hawkish position has three expressions: the military assault in
Afghanistan, the de facto support for the Israeli attempt to
liquidate the Palestinian Authority, and the invasion of Iraq, which
is reportedly in the military preparation stage. Less than one year
after the September 2001 terrorist attacks, it is perhaps too early
to assess what such strategies will accomplish. Thus far, these
schemes have led to the overthrow of the Taliban in Afghanistan
(without the complete dismantling of al Qaeda or the capture of its
top leadership); enormous destruction in Palestine (without
rendering Palestinian leader Yasir Arafat “irrelevant,” as
Israeli Prime Minister Ariel Sharon said he is); and heavy
opposition from U.S. allies in Europe and the Middle East to plans
for an invasion of Iraq.
The
hawks’ reading of recent events emphasizes that opposition to U.S.
actions, while serious, has remained largely verbal. Neither Western
Europe nor Russia nor China nor Saudi Arabia has seemed ready to
break ties in serious ways with the United States. In other words,
hawks believe, Washington has indeed gotten away with it. The hawks
assume a similar outcome will occur when the U.S. military actually
invades Iraq and after that, when the United States exercises its
authority elsewhere in the world, be it in Iran, North Korea,
Colombia, or perhaps Indonesia. Ironically, the hawk reading has
largely become the reading of the international left, which has been
screaming about U.S. policies—mainly because they fear that the
chances of U.S. success are high.
But
hawk interpretations are wrong and will only contribute to the
United States’ decline, transforming a gradual descent into a much
more rapid and turbulent fall. Specifically, hawk approaches will
fail for military, economic, and ideological reasons.
Undoubtedly,
the military remains the United States’ strongest card; in fact,
it is the only card. Today, the United States wields the most
formidable military apparatus in the world. And if claims of new,
unmatched military technologies are to be believed, the U.S.
military edge over the rest of the world is considerably greater
today than it was just a decade ago. But does that mean, then, that
the United States can invade Iraq, conquer it rapidly, and install a
friendly and stable regime? Unlikely. Bear in mind that of the three
serious wars the U.S. military has fought since 1945 (Korea,
Vietnam, and the Gulf War), one ended in defeat and two in
draws—not exactly a glorious record.
Saddam
Hussein’s army is not that of the Taliban, and his internal
military control is far more coherent. A U.S. invasion would
necessarily involve a serious land force, one that would have to
fight its way to Baghdad and would likely suffer significant
casualties. Such a force would also need staging grounds, and Saudi
Arabia has made clear that it will not serve in this capacity. Would
Kuwait or Turkey help out? Perhaps, if Washington calls in all its
chips. Meanwhile, Saddam can be expected to deploy all weapons at
his disposal, and it is precisely the U.S. government that keeps
fretting over how nasty those weapons might be. The United States
may twist the arms of regimes in the region, but popular sentiment
clearly views the whole affair as reflecting a deep anti-Arab bias
in the United States. Can such a conflict be won? The British
General Staff has apparently already informed Prime Minister Tony
Blair that it does not believe so.
And
there is always the matter of “second fronts.” Following the
Gulf War, U.S. armed forces sought to prepare for the possibility of
two simultaneous regional wars. After a while, the Pentagon quietly
abandoned the idea as impractical and costly. But who can be sure
that no potential U.S. enemies would strike when the United States
appears bogged down in Iraq?
Consider,
too, the question of U.S. popular tolerance of nonvictories.
Americans hover between a patriotic fervor that lends support to all
wartime presidents and a deep isolationist urge. Since 1945,
patriotism has hit a wall whenever the death toll has risen. Why
should today’s reaction differ? And even if the hawks (who are
almost all civilians) feel impervious to public opinion, U.S. Army
generals, burnt by Vietnam, do not.
And
what about the economic front? In the 1980s, countless American
analysts became hysterical over the Japanese economic miracle. They
calmed down in the 1990s, given Japan’s well-publicized financial
difficulties. Yet after overstating how quickly Japan was moving
forward, U.S. authorities now seem to be complacent, confident that
Japan lags far behind. These days, Washington seems more inclined to
lecture Japanese policymakers about what they are doing wrong.
Such
triumphalism hardly appears warranted. Consider the following April
20, 2002, New York Times report: “A Japanese laboratory has built
the world’s fastest computer, a machine so powerful that it
matches the raw processing power of the 20 fastest American
computers combined and far outstrips the previous leader, an I.B.M.-built
machine. The achievement ... is evidence that a technology race that
most American engineers thought they were winning handily is far
from over.” The analysis goes on to note that there are
“contrasting scientific and technological priorities” in the two
countries. The Japanese machine is built to analyze climatic change,
but U.S. machines are designed to simulate weapons. This contrast
embodies the oldest story in the history of hegemonic powers. The
dominant power concentrates (to its detriment) on the military; the
candidate for successor concentrates on the economy. The latter has
always paid off, handsomely. It did for the United States. Why
should it not pay off for Japan as well, perhaps in alliance with
China?
Finally,
there is the ideological sphere. Right now, the U.S. economy seems
relatively weak, even more so considering the exorbitant military
expenses associated with hawk strategies. Moreover, Washington
remains politically isolated; virtually no one (save Israel) thinks
the hawk position makes sense or is worth encouraging. Other nations
are afraid or unwilling to stand up to Washington directly, but even
their foot-dragging is hurting the United States.
Yet
the U.S. response amounts to little more than arrogant arm-twisting.
Arrogance has its own negatives. Calling in chips means leaving
fewer chips for next time, and surly acquiescence breeds increasing
resentment. Over the last 200 years, the United States acquired a
considerable amount of ideological credit. But these days, the
United States is running through this credit even faster than it ran
through its gold surplus in the 1960s.
The
United States faces two possibilities during the next 10 years: It
can follow the hawks’ path, with negative consequences for all but
especially for itself. Or it can realize that the negatives are too
great. Simon Tisdall of the Guardian recently argued that even
disregarding international public opinion, “the U.S. is not able
to fight a successful Iraqi war by itself without incurring immense
damage, not least in terms of its economic interests and its energy
supply. Mr. Bush is reduced to talking tough and looking
ineffectual.” And if the United States still invades Iraq and is
then forced to withdraw, it will look even more ineffectual.
President
Bush’s options appear extremely limited, and there is little doubt
that the United States will continue to decline as a decisive force
in world affairs over the next decade. The real question is not
whether U.S. hegemony is waning but whether the United States can
devise a way to descend gracefully, with minimum damage to the
world, and to itself.
Immanuel Wallerstein is a senior research
scholar at Yale University and author of, most recently, The End of
the World As We Know It: Social Science for the Twenty-First Century
(Minneapolis: University of Minnesota Press, 1999).
Source:
http://www.uni-muenster.de/PeaCon/global-texte/g-m/n/wallerstein-eagle.htm
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